HKEx Regulation - An Introduction

HKEx Regulation - An Introduction

Regular price $100.00

This 1 hour course (including linked reading) will cover an introduction to the Hong Kong financial markets, including some of the Rules that govern the Hong Kong Exchange Market. Learning outcomes include:

  • Overview of Hong Kong Exchange regulation;
  • Codes and Guidelines governing the Exchange;
  • Supervision and Risk Management;
  • Trading principles and prohibited conduct on the Exchange;
  • Electronic Trading and specific requirements for direct market access and algorithmic trading;
  • Short selling requirements;
  • Requirements for trading during typhoons and rainstorms;
  • On and off-market buy-backs;
  • Requirements for trading in a crossing engine;
  • What are Extended Trading Securities;
  • Takeovers, Mergers and Share Repurchase;
  • Update on the use of Alternative Liquidity Pools; and
  • Management, Supervision and Internal Controls.

 


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