Markets Regulation - eLearning Courses

Our online courses have been specially designed to allow you to meet your CPD requirements when it suits you. The learning objectives and activities align with FASEA FPS004 CPD competencies: Technical Competence, Regulatory Compliance and Consumer Protection.

Upon completion of each course you may take the final knowledge quiz based on the learning objectives. Once you have received a pass mark of 80% or above for the final knowledge quiz, you will be emailed your certificate of completion. This certificate can be passed onto your compliance department and kept as a record for your annual CPD requirements. You can claim one hour for each hour of attendance or online completion.

For further advice on CPD requirements consult your CDP Plan, Compliance Manager or FASEA’s CPD guidelines.

Browse through our course collections below to find a course to suit your learning requirements.

Australian Financial Markets

Our financial markets courses aim to provide you with an introductory overview of the various financial markets operating within Australia.

Financial Advisers

Our training for financial advisers aims to provide you with a greater understanding of your regulatory responsibilities as an adviser.

Case Studies

Update your knowledge annually by building upon what you have learned from one of our introductory overview courses that utilise up-to-date case studies to illustrate ASIC enforcement outcomes.

Client Monies

For professionals who deal with client monies who require a greater understanding of the various regulatory requirements that govern this complex and highly regulated area.

Responsible Managers

Training for responsible managers aims to provide you with a greater understanding of the various regulatory requirements that govern this area.

International Financial Markets

Our international financial markets courses aim to provide you with an introductory overview of some of the financial markets operating in Asia.