HKEx Regulation - An Introduction
Regular price
$100.00
This 1 hour course (including linked reading) will cover an introduction to the Hong Kong financial markets, including some of the Rules that govern the Hong Kong Exchange Market. Learning outcomes include:
- Overview of Hong Kong Exchange regulation;
- Codes and Guidelines governing the Exchange;
- Supervision and Risk Management;
- Trading principles and prohibited conduct on the Exchange;
- Electronic Trading and specific requirements for direct market access and algorithmic trading;
- Short selling requirements;
- Requirements for trading during typhoons and rainstorms;
- On and off-market buy-backs;
- Requirements for trading in a crossing engine;
- What are Extended Trading Securities;
- Takeovers, Mergers and Share Repurchase;
- Update on the use of Alternative Liquidity Pools; and
- Management, Supervision and Internal Controls.
